Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Citizens gather in massive groups as a way to show that they support a particular idea or agenda, in hopes that they will influence the political process. Marches, letter-writing campaigns, and political rallies (like this one for Al Gore) are all methods of participating in government.

People may participate in politics in many ways. They can write their Representative or Senator, or work in for a candidate or political party. They can make presentations to their local school board or city council, or call the police to complain about the neighbor's dog. Partly because of our federalist system, people have many opportunities to participate in our democracy on federal, state, and local levels. Some forms of participation are more common than others and some citizens participate more than others, but almost everyone has a voice in government.

Who Participates and Why?

Experts have found several social and economic characteristics to be strongly associated with high levels of political participation:

  • Education.
    The single most important characteristic of a politically active citizen is a high level of education. Generally, the more education an individual has, the more likely he or she is to vote. Why? Perhaps because the well educated understand complex issues better, or maybe they have learned the importance of civic responsibility. Or it could just be that their occupations are more flexible in allowing them to take time to go to the polls. Others argue that since educated people tend to be wealthier, they have more at stake in the political process.
  • Name two ways American citizens can participate in their democracy

    One way citizens can participate in government is by protesting ideas, policies, or agencies. Here, some high school students protest inhumane labor practices around the world by taking off their shirts to reveal slogans, rather than wearing clothes made by sweatshop labor.

  • Age.
    Despite the big push in the early 1970s to allow 18 year olds to vote, 18-24 year olds have consistently held the lowest rate of voting. In fact, in recent years their older siblings (age 25-34 don't do a whole lot better. The highest percentages of eligible voters who actually vote are in those groups 45 and above.
  • Racial and Ethnic Groups.
    If only race and ethnicity are considered, whites have higher voting rates than do blacks and Latinos. However, that tendency is somewhat deceptive. Some studies that control for income and education levels have found that the voting rates are about the same for whites, blacks, and Latinos.
  • Gender.
    For many years women were underrepresented at the voting booths, but in recent elections, they have turned out in at least equal numbers to men. In fact, in 1992 and 1996, turnout among women actually exceeded that of men.

Name two ways American citizens can participate in their democracy

Declining Voter Turnout

Since the beginning of the 20th century, American voter turnout has been on the decline. Fewer than 50% of eligible voters went to the polls during the 1996 presidential election. Smaller percentages are routinely reported for congressional elections, and even fewer Americans bother to vote for their local representatives. The United States ranks near the bottom of modern democratic nations who measure voter turnout.

There are many factors that could contribute to low voter turnout. Many analysts cite growing alienation among voters. The scandals of the past several decades have engendered a cynicism that has led to a decrease in political interest, particularly among the nation's young voting population. There tends to be a correlation between self-efficacy — or the belief that an individual can actually make a difference — and voting. Some observers believe that the decline in voter turnout indicates that Americans feel less certain that they can have an impact than Americans of the 19th century.

Name two ways American citizens can participate in their democracy

The League of Women Voters encourages people to "take a friend to vote" when they go to the polls as a way of increasing voter turnout and participation in government.

Other analysts feel differently. They argue that American nonvoting may be a passive vote of confidence. Since many Americans are pleased with economic progress, they may feel reluctant to make a change, so they stay at home on Election Day. Also, American participation in political activities other than voting exceeds that of other modern democracies. More Americans report the willingness to participate in community projects, attend school board meetings, or contact their representatives directly than European citizens. Participation takes may forms. The American democracy enables its people to join a political party, work on a campaign, or contribute money toward a political cause. More locally, citizens form action groups, draw up petitions, and send mail to their representatives. Although American voter turnout has been declining, these other avenues of participation remain strong.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

George Gallup could be considered the "father of American polling." In 1935 he founded the American Institute for Public Opinion. His Gallup Organization continues to track America's opinions today.

It all started in 1932 when his mother-in-law ran for public office in Iowa. She was running against a popular incumbent, and everyone except him thought her candidacy was a lost cause. He polled her constituency, told her she could win, and gave her some advice. Hers was only the first of many elections he was to predict correctly.

His name was George Gallup — the founder of modern polling.

Since then, polling organizations have proliferated, so that they now play a vital role in American politics. They are able to measure public opinion so accurately because they have carefully developed some very precise methods.

Name two ways American citizens can participate in their democracy

For all the attention paid to them, public opinion polls often miss the mark. The most famous example was the 1948 presidential election, when pollsters predicted a landslide victory for Thomas E. Dewey. Instead, Harry Truman defeated Dewey by more than two million popular and 114 electoral votes.

Polls generally start when someone wants a political question answered. For example, a candidate may wonder, "How many people in my district know who I am and what I do?" Polls can give some answers, which can help him or her plan a campaign for office. Or a newspaper may want to know, "How do people in this country feel about big tobacco companies?" The publisher can commission a poll, and a reporter can base a story on the research findings. The pollsters then follow several important steps in gathering accurate statistics:

  • Questions must be carefully and objectively worded.
    For example, consider a question such as, "How much do you resent the deceptiveness of big tobacco companies?" You could hardly expect an accurate answer. Sometimes the slightest shift in the wording of a question can bring very different results.
  • The sample must be randomly selected.
    First, pollsters determine the universe, or the entire group whose attitudes they wish to measure. Since it is generally impossible to question everyone, they must use random sampling, a method of selection that gives each potential member of the universe the same chance of being selected. For example, if the universe is 30% urban, 40% Mexican American, and 50% male, so should the sample be.
  • Respondents must be contacted in a cost efficient way.
    However, accuracy cannot be sacrificed to efficiency. For example, a straw poll that asks television viewers to call in their opinions is generally not very accurate. After all, the people that call in usually feel very strongly about the issue. And some of them call in more than once. Telephone polls are probably used most commonly today, partly because of the capability of random-digit dialing.

Should politicians monitor the polls? Candidates have been criticized for "waffling" — shifting their positions based on the results of public opinion polls. But if a politicians is supposed to represent the true will of the people, shouldn't public opinion be highly regarded. Americans have different opinions about whether a leader is expected to use his or her own judgment or reflect the viewpoints of his or her constituency.

Name two ways American citizens can participate in their democracy

Poll results must be carefully and accurately compiled and reported. This is not always an easy task, especially for tracking polls that are measuring changing public opinion. A good example is an election poll. Statistics that are a week old are not usually very reliable when trying to predict a close presidential race.

Polls can never be completely accurate because a sample cannot replicate the universe exactly. Pollsters allow for this slight chance of inaccuracy with a margin of error. Standard samples of about 1,000 to 1,500 individuals can usually represent a universe of millions of people with only a small amount of error. A typical margin of error — a measure of the accuracy of a public opinion poll — is about 3%. In a poll that says that 52% of the respondents favor Janet Smith for Mayor, somewhere between 49% (-3) and 55% (+3) of the voters actually do support her. You can see how predicting a close election can be very difficult.

Given the challenges of accurate polling of public opinion, it is amazing that polls that follow the right steps almost always make the right predictions. They've come a long way since George Gallup helped his mother-in-law win her election in 1932.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

The Bush clan shows that politics runs in the family. George Bush Sr. was a Congressman, then the 41st President of the United States, George W. Bush was the Governor of Texas before being elected 43rd President and Jeb Bush was Governor of Florida from 1999 to 2007.

A common political culture by no means suggests that all Americans think alike. Some are conservative and tend to vote Republican. Some are liberal and tend to vote Democratic. Some have more negative attitudes toward public officials than do others. These attitudes determine how Americans participate, whom they vote for, and what political parties they support. Many factors — including family, gender, religion, race and ethnicity, and region — all contribute to American political attitudes and behavior.

Family

Despite family disagreements and generation gaps, children tend to grow up and vote the way their parents do. Families are generally the first, and often the most enduring, influence on young people's developing political opinions. As people grow older, other influences crisscross the family, and naturally their attitudes tend to diverge from those of their parents. However, the influence still remains. Logically, the more politically active your family, the more likely you are to hold the same beliefs. Just look at the Bush family. This relationship is less strong on specific issues — like school prayer, abortion, and welfare programs — but they all hold the same general political views.

Name two ways American citizens can participate in their democracy

Gender

Name two ways American citizens can participate in their democracy

The Kennedys are one of America's most politically powerful families, claiming members at all levels of government. Here, three of the Kennedy clan — President John, Attorney General Robert, and Senator Edward — smile for the camera.

Political scientists have noticed some major shifts in gender influence since women first got the vote in 1920. Through the 1950s women tended to vote for Republicans. Even though more women voted for Franklin Roosevelt — a Democrat — than for his Republican opponents, they still supported him by smaller margins than did men. By the 1960s, women began to shift their loyalty to the Democrats.

In recent elections women have voted strongly Democratic. Why? Most observers believe that women think the Democrats more strongly support "women's issues," such as equal work, equal pay, and equal legal rights. Polls indicate that many issues about which women feel most strongly, such as education and health care, are more favorably addressed by the Democratic Party. Does this voting behavior mean that women are likely to vote for female candidates for office? The evidence doesn't provide any clear evidence that they do.

Religion

Name two ways American citizens can participate in their democracy

Religious beliefs often sway the way people vote. The Christian Coalition of America represents the view that "people of faith have a right and a responsibility to be involved in the world around them."

Older studies dating to the late 1940s generally show that Jewish voters are more likely to support Democrats than are Catholics or Protestants. Catholics tend to be more liberal on economic issues (such as minimum wage and taxes) than they are on social issues (such as abortion and divorce). More recent studies have focused on how affiliates of the "Religious Right" differ in their political attitudes and behavior from everyone else. The religious right tends to support more conservative candidates for public office, and they are more likely to contribute to the Republican Party than to the Democratic Party. This tendency is more clearly associated with social issues such as school prayer, abortion, and divorce, than with economic issues or foreign affairs.

Race and Ethnicity

As a general rule, for the past half-century African Americans have been the most loyal Democrats than any other identifiable group. Some experts believe that this loyalty is weakening, but recent elections have confirmed the strong tendency for black Americans to vote Democratic. Latinos as a whole have a tendency to vote Democratic, but the relationship is not as strong as it is for blacks. To further complicate matters, the various Latino groups have very different voting patterns. For example, Cuban Americans overall have a strong tendency to vote Republican, and Mexican Americans have an equally strong tendency to vote Democratic. Some studies indicate that Asian Americans tend to vote conservative, but there is still a lack of concrete evidence to prove this.

Region

Name two ways American citizens can participate in their democracy

This map provides a statistical breakdown of the 1996 presidential election. Democrat Bill Clinton won states in red, while states in blue were won by Republican Bob Dole. Note that Clinton did well on the coasts of the country, while Dole took most of the mid-west.

As a general rule, people on either coast tend to be more liberal than those in the middle of the country. However, there are many exceptions to this tendency. Many Californians are archconservatives, as are a number of New Englanders. The Southeast presents some special problems with the rule, partly because their political affiliations have been changing over the past fifty years or so. The "Solid South" — the tendency to vote for Democrats, no matter what — began to erode during the 1950s, so that both Republicans and Democrats are competitive across the South today. However, recent presidential elections indicate a general support for Republicans in the South.

Tracking trends in political culture is very tricky. There is no "typical American." These factors and others are merely indicators of tendencies, yet there are many exceptions. In the end, Americans are influenced by a wide array of factors when they cast their secret votes on Election Day.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Horatio Alger, Jr.'s novels embodied the American ideal that hard work and determination would eventually be rewarded. The young protagonists of his books "pulled themselves up by their bootstraps" and proved America to be the land of opportunity.

The American Dream. It's the belief that each American has the freedom to pursue a better life — a nice house, a car or two, and a more comfortable existence than our parents.

This freedom has fueled incredible "rags to riches" stories, such as Presidents starting out in log cabins and highly successful entrepreneurs who came to America as penniless immigrants — not to mention the guy that dropped out of Harvard to become the richest man in the world. These stories contribute to the American political culture.

Every country has a political culture — widely shared beliefs, values, and norms that define the relationship between citizens and government, and citizens to one another. Beliefs about economic life are part of the political culture because politics affects economics. A good understanding of a country's political culture can help make sense of the way a country's government is designed, as well as the political decisions its leaders make. For example, why does Great Britain still have a queen? She doesn't have any real political power, so why don't they just end the monarchy? These questions can be puzzling, unless you understand something about the British political culture — one that highly prizes tradition.

Name two ways American citizens can participate in their democracy

Alexis de Tocqueville

Why does our system of government work for us better than for almost anyone else? French writer Alexis de Tocqueville, an early observer of the American political culture, gave some answers during the 1830s.

Tocqueville came to the United States primarily to answer the question, "Why are the Americans doing so well with democracy, while France is having so much trouble with it?" France was in turmoil at the time, swinging back and forth between absolutism and radical democracy, and Tocqueville thought that France could learn a thing or two from the Americans. Tocqueville's observations remain today a classic study of American political culture.

He identified several factors that influenced America's success — abundant and fertile land, countless opportunities for people to acquire land and make a living, lack of a feudal aristocracy that blocked the ambitious, and the independent spirit encouraged by frontier living.

The American View

The American political culture that Tocqueville described in the 1830s has changed over the years, but in many ways, it has remained remarkably the same, even after the continent was settled coast to coast. The American view has been characterized by several familiar elements:

Name two ways American citizens can participate in their democracy

American political culture puts a special emphasis on hard work, and is rife with stories of successful businessmen and leaders. Consider Abraham Lincoln, who achieved great stature despite having been born in a log cabin.

  • Liberty: Most people believe in the right to be free, as long as another's rights aren't abused.
  • Equality: This generally translates as "equality of opportunity," not absolute equality.
  • Democracy: Elected officials are accountable to the people. Citizens have the responsibility to choose their officials thoughtfully and wisely.
  • Individualism: The individual's rights are valued above those of the state (government); individual initiative and responsibility are strongly encouraged.
  • The Rule of Law: Government is based on a body of law applied equally and fairly, not on the whims of a ruler.
  • Nationalism: Despite some current negative attitudes toward the government, most Americans are proud of our past and tend to de-emphasize problems, such as intolerance or military setbacks. This value includes the belief that we are stronger and more virtuous than other nations.
  • Capitalism At the heart of the American Dream are beliefs in the rights to own private property and compete freely in open markets with as little government involvement as possible.

Name two ways American citizens can participate in their democracy

One of the hallmarks of British political culture is the existence of a monarchy, despite the fact that today's King or Queen has little power or authority over the government.

Other countries may share some, or even all, of these beliefs and values. However, the arrangement and subtleties of this core form an array that makes every political culture a little different than all the others. The elements of the American political culture include disagreement and debate. They include ideals, but they leave room for the reality of falling short of goals.

Famous events from American history — the movement West, the Civil War, the Industrial Revolution, involvement in World Wars I and II, the New Deal and the Great Society — have been expressions of American political culture. Many events have questioned and answered various interpretations of American values and beliefs. But most of all, the political culture defines political attitudes, institutions, and activities that are most cherished in American political life.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

The political views of Washington power-couple Mary Matalin and James Carville are on either side of the political spectrum. During the 1992 election, Carville worked for the Clinton campaign while Matalin worked for the Bush campaign.

Democracy, liberty, equality, and justice. These values are not very controversial. But Americans have vastly divergent viewpoints on the meanings of these core values. Does assisting the poor represent a movement toward equality, or does it create an unfair burden on the middle and upper classes? Does the permission of abortion defend the liberty of American women or endorse the ending of a human life? Do elected officials really represent the people, or are they just out for themselves? These issues and many more reflect a wide range of political attitudes that shape how Americans participate in government and politics.

Are You Liberal or Conservative?

Name two ways American citizens can participate in their democracy

Political labeling becomes confusing as lines between liberalism and conservatism become blurred. Some people don't believe they fit entirely into either category.

The terms "liberal" and "conservative" mean different things to different people, but they broadly describe contrasting political ideologies — views of the world that reflect an individual's values and ideas. Generally, a liberal ideology favors the use of government power to regulate the economy and bring about justice and equality of opportunity. For example, liberals believe that the government should do more to help minorities, the homeless, women, the elderly, and society's "have-nots." They also believe that the government should provide foreign aid to countries in need. Liberals generally favor a tax system that taxes the rich more heavily than it does the poor.

Conservatives also believe in justice and equality of opportunity. However, conservatives believe that individuals are primarily accountable for their own well being, and that government's responsibility is to see that they have the freedom to pursue their dreams. Any government support should come from the local and state levels, or preferably, from families and private charities. To a conservative, big government infringes on individual rights.

Name two ways American citizens can participate in their democracy

Scandals and Voter Apathy

Name two ways American citizens can participate in their democracy

Most trace the public's current skepticism towards government back to the Watergate scandal that rocked America in the early 1970s. Here, former President Richard Nixon waves farewell as he boards his helicopter on the day of his resignation in 1974.

Since the mid-1960s, Americans have become increasingly frustrated with their government? The current trend toward negativism can be traced to the disillusionment engendered by the government's handling of the Vietnam War and the Watergate scandal. President Lyndon Johnson was accused of lying to the public about the progress of the war, and President Richard Nixon was caught in a web of deception and cover up of the 1972 break in of the Democratic Party's campaign office in the Watergate building. President Ronald Reagan's administration was tainted by the Iran-Contra Scandal, and President Bill Clinton was impeached for obstructing evidence in a civil suit brought against him.

But earlier Presidents have made mistakes. Why do these events seem to have such long-lasting effects? Some observers believe that the growing political influence of the media is largely responsible for public skepticism about government and politics. For example, the complete 1974 Watergate hearings were broadcast on television. Millions of Americans followed the proceedings and anticipated the answers to important questions. "Were top aides in the White House a part of the deception?" "How much did he [Nixon] know?" "Is he lying to us?" Public opinion so overwhelmingly condemned Nixon that he was forced to resign.

Others blame investigative reporting because it emphasizes sensational, high interest stories. Continuing scandals, such the 1998-99 Monica Lewinsky scandal and investigation of the personal behavior of President Bill Clinton, keep the public focused on negative aspects of politics. According to this view, the media almost never reports anything good that politicians do, so they feed and extend the influence of negativism.

Name two ways American citizens can participate in their democracy

The media is often accused of stoking the flames of discontent among American voters. Critics say the media's emphasis on scandal over substance discourages citizens from becoming involved in the political process.

Others believe that we expect too much of government. With the dramatic increase of government responsibilities since the New Deal era, how can politicians live up such high expectations? Others contend that voter indifference is on the rise because times are good. If Americans are content with the progress of their economy, why should they bother with following every political issue?

Although Americans share some broad agreements on basic political values, such as liberty, equality, and justice, they reflect a wide range of political attitudes, from highly conservative ideologies to very liberal ones. Despite their differences, modern Americans share one other political view — they are highly critical of politicians, and they have high expectations for their government and their elected leaders.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Ronald Reagan and George Bush are considered architects of New Federalism, a program that allowed states to make many decisions regarding local issues. However, states were also expected to pay the bill for their own decisions, and Reagan is criticized for getting states into debt.

Ever since the critical McCullogh v. Maryland decision in 1819, the federal-state relationship has shifted more and more toward national supremacy. But some observers today believe that over the past twenty years, the balance of power is beginning to tilt back toward the states. Presidents Richard Nixon, Ronald Reagan, and George Bush tried to slow down the growth of the national government under the banner of "New Federalism."

Richard Nixon declared an open attempt to reverse the flow of power to the federal government back to the states. In his winning campaign of 1980, Ronald Reagan claimed that the federal government, in its attempts to improve society, was actually eroding individual freedoms. Then in 1994, when Republicans took control of both houses of Congress, the leaders of the "devolution revolution" attempted to return many functions to the states. But the controversial task has not been easy, since so many national responsibilities are now shared with the states.

Before the Great Depression and New Deal, experts often compared federalism to a layer cake. Each layer of government — national, state, and local — had responsibilities separated clearly by a distinct covering of "icing." This interpretation is known as dual federalism, which each level of government dominating its own sphere. The Supreme Court served as an umpire between the national government and the states in case of a dispute. But Franklin Roosevelt changed all that.

The federal New Deal programs cast the states in supporting, cooperative roles with a clearly dominant national government. However, since both levels participated in the programs, the layers began to blur.

New Federalism

One sign of the growth of the national government was the large number of categorical grants that existed by the 1960s. Congress appropriates these grants to states for a specific purpose. Funds are allocated by a precise formula with detailed conditions imposed by the national government. Often states must contribute money to match federal funds, but categorical grants almost always come with a great many "strings" that demonstrate the "supremacy" of the national government.

Name two ways American citizens can participate in their democracy

Richard Nixon was a major mind behind New Federalism. Nixon eased the restrictions on money that was sent to the states, believing that they were in a better position to know how to spend the money than the federal government.

For example, there is no national drinking age. In the past, some states allowed people 18 years of age or older to drink alcohol, while others set the legal drinking age at 21. Passing a national drinking age might be unconstitutional, unless Congress could prove that such legislation was "necessary and proper" to carry out their expressed powers. Congress avoided the controversy by requiring all states that receive federal highway funds to set a legal drinking age of 21. No state could afford to lose these funds, so they had no choice but to comply.

When Richard Nixon became president in 1969, he backed a revenue sharing plan that channeled federal dollars back to the states, but without the strings of categorical grants. President Reagan (1981-89) coined the movement "New Federalism" — an attempt to return power to the states.

The Reagan administration's budget and policies radically altered the relationship between the federal government and the states. For the first time in many years federal aid to states declined, and Reagan pushed to consolidate categorical grants into block grants, which had few strings and much broader categories, such as "education" or "highways." Because New Federalism meant that states often had to pay the tab for their new responsibilities, Reagan was criticized for weakening the states with debt — an opposite effect from his stated intention

Today the issue of the proper balance between national and state powers is as viable as it was in 1789. States' rights have remained a controversial topic for more than 200 years. Americans are divided about which laws should be federal, and which should be reserved to the states.

Should the right to an abortion be regulated by individual states, or should the federal government set a uniform policy? Should individual states permit the use of marijuana for medical purposes, or is drug policy a large enough problem to be decided on the federal level? Should individual states have the power to allow doctor-assisted suicide? These questions and many others shape the modern debate over state and federal power.

QUIZ TIME: Federalism Quiz


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Name two ways American citizens can participate in their democracy

Some issues have endured throughout American history. What is meant by civil liberty? Does (or should) Congress truly represent the people? Do the courts ensure that justice prevails? How much power should lie with the President?

Name two ways American citizens can participate in their democracy

Daniel Webster, standing to address the Senate in the lower right, became the Senator most associated with Federalism. His counterparts and sparring partners in the Senate were Calhoun and Clay.

All of these issues have been answered in different ways at different times, but they have endured and remain central to American politics. One of the most long-standing issues is the "proper" definition of federalism. The effective balance of power between state and federal governments is perhaps the most elusive question of all, and "states' rights" remain on the political agenda.

In the mid-19th century the argument erupted into a great Civil War. In the 20th century, national power was strengthened by each President from the 1930s through the 1970s. And in recent years, the states have reasserted their rights.

McCulloch v. Maryland (1819)

Name two ways American citizens can participate in their democracy

John Marshall's decisions in McCullogh v. Maryland and other cases strengthened the federal government.

The Supreme Court often has defined the nature of federalism. McCulloch v. Maryland (1819) began to establish the "supremacy" of the federal government with John Marshall's famous decision that a state government could not tax the First Bank of the United States. The case centered on the state of Maryland's decision to tax the Baltimore branch of the national bank. The bank's cashier, James McCulloch, refused to pay, and Maryland sued, claiming that the bank was unconstitutional because the Constitution did not enumerate the creation of banks as a federal power.

Two questions were at the heart of the case. Was the bank constitutional? If it was, could a state tax it? Citing the elastic clause (Article I, Section 8) as the basis of the Court's decision, Marshall explained that even though the word "bank" cannot be found in the Constitution, the enumerated powers to tax, issue currency, and borrow money "implied" the power to create a bank. And no, the bank could not be taxed by a state because "the power to tax involves the power to destroy." States' rights supporters believed Marshall wrongly ignored the 10th Amendment, which reserved all powers not granted to the Congress to the states and the people.

Name two ways American citizens can participate in their democracy

Nullification and the Civil War

Name two ways American citizens can participate in their democracy

South Carolina Senator John C. Calhoun was a vocal opponent of federalism, especially when it interfered with slavery.

By the mid-19th century, when slavery and tariffs became controversial issues between North and South, states' rights were again a central focus. John C. Calhoun, senator from South Carolina and eventually Vice-President from 1825 to 1832, claimed that states had the right to nullify, or reject, a federal law. For example, when a tariff act negatively affected South Carolina, Calhoun declared that the state could declare the tariff "null and void" within its own borders.

Many feared that if a state rejected a new provision passed by Congress, then it also had the right to secede from the union. Decades later, South Carolina tested this notion by declaring independence from the United States. When other southern states followed suit, President Abraham Lincoln objected, and the Civil War began. With the South's defeat in 1865, national supremacy was once again affirmed, and states have never again claimed the right to secede.

The New Deal

Name two ways American citizens can participate in their democracy

The Agricultural Adjustment Administration was one of a number of "alphabet soup" agencies created by the Roosevelt Administration to combat the Great Depression. Critics of the programs said these programs gave the federal government too much power.

Although the Civil War forever changed the nature of federalism, it did not destroy states' rights. Instead, the power of the central government remained quite limited until the economic crisis of the 1930s. The devastating effects of the Great Depression led many people to demand that the federal government take drastic action. The innovative programs of Franklin Roosevelt's "New Deal" ushered in a new era in American politics.

The New Deal period was characterized by intense government action on the national level. The "alphabet agencies," such as the CCC (Civilian Conservation Corps), the AAA (Agricultural Adjustment Administration), and the NRA (National Recovery Administration), aimed to relieve poverty and economic distress of farmers, homeowners, businesses, laborers, and banks. These programs dramatically enlarged the power of the federal government, and though the states administered many of the programs, the tilt toward national power was clearly reinforced by the New Deal.

The 1960s saw another era of expansion for the national government under John Kennedy's New Frontier and Lyndon Johnson's Great Society. Many programs were initiated to declare a "war on poverty" across the United States. The federal government was growing ever larger, and taxes were growing ever higher to fund the new programs. Many Americans supported this trend and applauded the efforts of the national government to ease American social problems. But by the 1970s, others had decided that enough was enough.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Alexander Hamilton, James Madison, and George Washington were advocates of the federal system.

In their attempt to balance order with liberty, the Founders identified several reasons for creating a federalist government:

  • to avoid tyranny
  • to allow more participation in politics
  • to use the states as "laboratories" for new ideas and programs.

As James Madison pointed out in The Federalist, No. 10, If "factious leaders kindle a flame within their particular states," national leaders can check the spread of the "conflagration through the other states." So federalism prevents a person that takes control of a state from easily taking control of the federal governments as well.

Electing both state and national officials also increases the input of citizens into their government. And if a state adopts a disastrous new policy, at least it would not be a catastrophe for everyone. On the other hand, if a state's new programs work well, other states can adopt their ideas and adjust them to their own needs.

The Constitution gives three types of power to the national government:

    1. Delegated (sometimes called enumerated or expressed) powers are specifically granted to the federal government in Article I, Section 8 of the Constitution. This includes the power to coin money, to regulate commerce, to declare war, to raise and maintain armed forces, and to establish a Post Office. In all, the Constitution delegates 27 powers specifically to the federal government.

    2. Implied powers are not specifically stated in the Constitution, but may be inferred from the elastic (or "necessary and proper") clause (Article I, Section 8). This provision gives Congress the right "to make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and other powers vested in the government of the United States." Since these powers are not explicit, the courts are often left to decide what constitutes an implied power.

    3. Inherent powers are not specifically listed in the Constitution, but they grow out of the very existence of the national government. For example, the United States has the power to acquire territory by exploration and/or occupancy, primarily because most governments in general claim that right.

Name two ways American citizens can participate in their democracy

Article I, Section 8 of the U.S. Constitution authorizes the federal government to issue a central currency for all states. The form of this currency has changed many times through the years.

The Constitution also identifies reserved powers, which are set aside for the states. Unlike delegated powers, they are not listed specifically, but are guaranteed by the Tenth Amendment: "The powers not delegated to the United States by the Constitution, not prohibited by it to the States, are reserved to the States respectively, or to the people." Some traditional reserved powers include regulating trade within a state, establishing local government, and conducting elections.

Name two ways American citizens can participate in their democracy

Some powers of federal and state governments overlap. For example, both may — and do — levy taxes, make and enforce laws, and borrow money. These concurrent powers are not granted exclusively to the national government, nor are they denied the states.

Name two ways American citizens can participate in their democracy

Trademarks such as the Morton Salt umbrella girl are protected by the U.S. Patent and Trademark Office, established to "promote the progress of science and useful arts, by securing for limited times to authors and inventors the exclusive right to their respective writings and discoveries," as stated in Article I, Section 8 of the Constitution.

Prohibited powers are denied either to the national government, state governments, or both (Article I, Section 9.) For example, the national government cannot exercise its powers in such a way as to interfere with the states' abilities to perform their responsibilities. States cannot tax imports or exports, nor can they coin money or issue bills of credit.

States also have responsibilities to one another, as explained in Article IV of the Constitution. One provision is that each state must give "full faith and credit" to the public acts, records, and civil judicial proceedings of every other state. Business contracts, then, are recognized by all states, as are marriages. Extradition, the legal process in which an accused criminal is returned to the state were the crime was committed, is also required by Article IV.

The founders very carefully divided powers between federal and state governments. They were responding to both the colonial aversion to the tyranny of King George III as well as the failure of the Articles of Confederation. Their careful separating and blending of state and national powers guarded against tyranny, allowed for more citizen participation in government, and provided a mechanism for incorporating new policies and programs.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Before the Constitution was written, each state had its own currency. This four pound note from Philadelphia reads, "To Counterfeit is Death."

Did you ever wonder why you don't need a passport to go from New York to California, but if you were to move from one state to another, you would need a new driver's license? Or why you can use the same currency in all states, but not be subject to the same speed limits? Or why you have to pay both federal and state taxes?

The maze of national and state regulations results from federalism — the decision made by the Founders to split power between state and national governments. As James Madison explained in the "Federalist Papers," our government is "neither wholly national nor wholly federal."

Federalism as a System of Government

In creating a federalist system the founders were reacting to both the British government and the Articles of Confederation. The British government was — and remains — a unitary system, or one in which power is concentrated in a central government. In England, government has traditionally been centralized in London, and even though local governments exist, they generally have only those powers granted them by Parliament. The national government is supreme, and grants or retains powers to and from local governments at its whim.

Name two ways American citizens can participate in their democracy

The Russian Federation, also known simply as Russia, has a federal government with a variety of partially self-governing autonomous regions, or oblasts. Most of these, such as the Jewish Autonomous Oblast, are concentrations of non-Russian ethnic groups.

The Articles of Confederation represented an opposite form of government, a confederation, which has a weak central government and strong state governments. In a confederation, the state or local government is supreme. The national government only wields powers granted by the states. Most confederations have allowed the local government to nullify a federal law within its own borders.

Name two ways American citizens can participate in their democracy

Federalism is a compromise meant to eliminate the disadvantages of both systems. In a federal system, power is shared by the national and state governments. The Constitution designates certain powers to be the domain of a central government, and others are specifically reserved to the state governments.

Advantages and Disadvantages of Unitary and Confederal Governments

Name two ways American citizens can participate in their democracy

Courtesy of Europäisches Parlament

The European Union has a multinational parliament which has regular sessions just as a national parliament would. A major issue in Europe today is what this body gets to decide and what remains under the jurisdiction of national governments.

 UnitaryConfederal
AdvantagesLaws may be applied uniformly to allLaws may be made to suit individual needs of the states
GovernmentEfforts seldom duplicate or contradict themselvesTyranny can be avoided more easily
Decision-makingFast and efficientGovernment is closer to the people
DisadvantagesConcentration of power can lead to tyranny

If the country is large, a distant central government can lose control

Central officials may not always understand the needs of their citizens

State governments are susceptible to quarrels

The country has a tendency to split apart

Sub-governments may lack resources that a central government has

Although the federal system seems to strike a perfect balance of power between national and local needs, federations still have internal power struggles. Conflicts between national and state governments are common. In the case of the United States, the argument of state vs. federal power was a major underlying factor that led to the Civil War.

Fewer than thirty modern countries have federal systems today, including Australia, Canada, Germany, Mexico, and the United States. But even though few other countries practice it today, federalism has provided the balance that the United States has needed since 1787.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

By working to get the Bill of Rights passed, James Madison continued his support of Jefferson's policies. Jefferson supported the Constitution under the condition that basic human rights would be protected through a series of amendments.

Understandably, any people that fought a revolution over "taxation without representation" would be cautious about the new Constitution created in 1787. For example, famous Virginian Patrick Henry refused to attend the Convention because he "smelt a rat."

States cherished their new freedom from British control, and ratification of the Constitution by state legislatures was by no means certain. All thirteen states finally ratified by 1790, but only with the addition of ten amendments, known as the Bill of Rights, that guaranteed citizens' rights and freedoms.

Name two ways American citizens can participate in their democracy

The Debate over Ratification

The debate polarized the new nation. Those who supported the Constitution became known as federalists and those who opposed its ratification were called antifederalists. The federalists supported a strong national government to preserve order. The antifederalists favored strong state governments and believed that the national government created by the Constitution was too strong.

 federalistsantifederalists
Political BeliefsBelieved the Union would fail without a strong central governmentWanted strong state governments (closer to the people)
Who Should RuleThought that elites were most fit to governBelieved that ordinary people should have great input into government
Trusting the PeopleDistrusted rule by the peopleDistrusted elites; thought they were corrupt
Who were they?Property owners, landed wealthy, well-to-doSmall farmers, shopkeepers, laborers, merchants

In many ways the argument was the same old debate about the proper balance between order and liberty. Alexander Hamilton, James Madison, and John Jay wrote compelling arguments in favor of ratification in a series of essays known as the Federalist Papers. There were probably more antifederalists in America, but the federalists were better organized, controlled more newspapers, and were in greater positions of power. The two sides finally reached an acceptable compromise when they agreed to add some amendments to the Constitution that protected individual liberties and rights.

The Bill of Rights

Name two ways American citizens can participate in their democracy

The piece of parchment that is called the Bill of Rights is actually a joint resolution of the House and Senate proposing twelve amendments to the Constitution. The final number of accepted amendments was ten, and those became known as the Bill of Rights.

In 1789 Virginian James Madison submitted twelve amendments to Congress. His intention was to answer the criticisms of the antifederalists. The states ratified all but two of them — one to authorize the enlargement of the House of Representatives and one to prevent members of the House from raising their own salaries until after an election had taken place. The remaining ten amendments, known as the Bill of Rights, were ratified in 1791.

They put limits on the national government's right to control specific civil liberties and rights, many of which were already protected by some of the state constitutions. Liberties protected included freedom of speech, press, religion, and assembly (First Amendment). The Bill of Rights also provided safeguards for those accused of crimes. Two amendments — the right to bear arms (Second Amendment) and the right to refuse to have soldiers quartered in your home (Third Amendment) — were clearly reactions to British rule. The antifederalists were pleased by the addition of the Tenth Amendment, which declared that all powers not expressly granted to Congress were reserved to the states.

Name two ways American citizens can participate in their democracy

George Mason was one of the leading figures in creating the Bill of Rights. After storming out of the Constitutional Convention because the Constitution didn't contain a declaration of human rights, he worked to pass amendments that would protect citizens from an intrusive government.

Over the years the Bill of Rights has become an important core of American values. The compromise that created the Bill of Rights also defined what Americans would come to cherish above almost all else. Together with the Declaration of Independence and the Constitution, the Bill of Rights helps to define the American political system and the government's relationship to its citizens.


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Name two ways American citizens can participate in their democracy

"Nothing spoken or written can be revealed to anyone — not even your family — until we have adjourned permanently. Gossip or misunderstanding can easily ruin all the hard work we shall have to do this summer." -George Washington, presiding officer

Name two ways American citizens can participate in their democracy

The Constitution was written in secrecy over a summer in Philadelphia. Twelve of the thirteen states were represented. Once the drafters signed the Constitution, as seen here, it began to make a slow path around the states in search of ratification.

Constitutional Convention

Most of the delegates at the Constitutional Convention had already risked being hanged as traitors by the British. No wonder that they worried about their states' reactions to their decision to abandon the Articles of Confederation and create a whole new document.

Persuading the states to accept the Constitution was every bit as difficult as they predicted. It took two years for all thirteen states to ratify it. But their product was a blueprint for a new kind of government based on the principles of separation of powers, checks and balances, and federalism.

Separation of Powers

Name two ways American citizens can participate in their democracy

The Constitution is the basis of the United States government. All debates over laws have the few pages of the Constitution as their basis, and much political conflict has arisen due to different traditions of interpreting its clauses.

The Constitution provided for the structure and powers of Congress in Article I. It created a bicameral legislature, set qualifications for holding office in each house, and provided for methods of selecting representatives and senators. It carefully enumerated powers, such as regulating interstate commerce and declaring wars. Article II vested the power to execute laws in a president of the United States. It set the president's term at four years, stated qualifications for office, and provided a mechanism to remove him from office.

The president's constitutional powers are very modest, but they include commander-in-chief of the armed forces, negotiator of foreign treaties, and appointer of ambassadors, judges, and other "officers of the United States." Article III established a Supreme Court and defines its jurisdiction. The Founders disagreed on how much power to give the judges, but they ultimately gave judges appointments for life and forbid Congress to lower their salaries while they hold office.

Checks and Balances

The Founders were ever mindful of the dangers of tyrannical government. So they built a system in which the powers of each branch would be used to check the powers of the other two branches. Additionally, each house of the legislature could check one another. For example, both houses of Congress must vote to enact laws, the president can veto legislation, and the Supreme Court can rule laws unconstitutional. Congress can override presidential vetoes. The president nominates Supreme Court justices, but the Senate can refuse to confirm the nominees. The Congress can impeach and remove the president or a member of the Supreme Court. As a result, a "balance" was created among the three branches.

Name two ways American citizens can participate in their democracy

He may have been an elegant and refined statesman, but Alexander Hamilton's temper got him involved in a duel with Aaron Burr that resulted in death.

Wide differences of opinion existed even among the 55 delegates concerning the proper balance between liberty and order. Alexander Hamilton, for example, valued order more than liberty and supported the creation of a very strong executive. James Madison, influenced by his mentor Thomas Jefferson, conceded that an executive was necessary, but he saw the legislature as the preserver of liberty and an important check on the power of the executive. George Washington's experience as the head of the Continental Army during the revolution convinced him that the chaotic government needed more structure. Thomas Jefferson did not attend the convention because he was serving as ambassador to France, but his belief that "a little rebellion now and then" was a good thing tilted his balance more toward liberty.

Name two ways American citizens can participate in their democracy

Federalism

Article IV defined the relationship between the federal government and the states in a system of federalism, which divides the power of government between national and state governments. This federal system was meant to correct the chaos of the country during the Articles of Confederation. However, it was still mindful of the threat of a tyrannical central government. This article included mechanisms for admitting new states to the Union.

Name two ways American citizens can participate in their democracy

Alexander Hamilton was one of the most important proponents of federalism at the Constitutional Convention. He presented a plan to create a strong executive branch, out of a belief that order is more important than liberty.

The relationship between national and state governments was defined in many other parts of the Constitution. For example, Article 1, Section 10 forbids the states to form alliances or enter with foreign countries or to coin their own money. Federalism was further defined in Article VI in which the constitution was declared "the Supreme Law of the Land." This supremacy clause, as well as the "elastic" clause (Article I, Section 8) tilts the federalist balance toward national law.

Article V provides methods of amending the Constitution. Only 27 amendments have been added to the constitution since the ratification in 1789.

The Founders acted boldly in 1787 when they threw out the Articles of Confederation and created the Constitution. The document they created has survived for more than 200 years. The risks that they took resulted in the longest lasting written constitution in world history.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

"Give me liberty, or give me death!" Patrick Henry's oratory against British taxation of American colonies was key in inspiring the Founding Fathers to declare independence.

"No taxation without representation!"

"These are the times that try men's souls."

"Give me liberty or give me death!"

All are famous phrases that sparked the American Revolution. In the view of many colonists, British rule suppressed political, economic, and religious freedoms. Many of those that hesitated to support independence were soon convinced by the passionate words of Thomas Paine, Samuel Adams, Patrick Henry, and eventually John Adams and Thomas Jefferson. The Declaration of Independence in 1776, the American Revolution, and the creation of the Articles of Confederation represent the American colonies' first attempt to become a nation. This incubation was tentative at best, but ultimately led to success.

The Declaration of Independence

Name two ways American citizens can participate in their democracy

Thomas Paine advocated the independence of the American colonies from Britain. The writings of Paine, Samuel Adams, and others convinced Americans to set up their own state and democratic government.

As tensions between Britain and the American colonies increased, a series of meetings were called, including that of the Second Continental Congress (1775-1776.) On July 4, 1776, the delegates approved the Declaration of Independence, the event that marks the birth of the United States. Thomas Jefferson, a delegate from Virginia, drafted the document primarily as a list of grievances against the king. His most important words, however, clearly shaped the philosophical basis of the new government. The famous introduction clearly reflected John Locke's social contract theory: "...to secure these rights [Life, Liberty, and the pursuit of happiness], Governments are instituted among men, deriving their just powers from the consent of the governed." Jefferson further reasoned that since the British government had abused these rights, the colonists had the right "to alter or to abolish it, and to institute new Government."

Name two ways American citizens can participate in their democracy

The American Revolution and the Articles of Confederation

Name two ways American citizens can participate in their democracy

Shay's Rebellion showed the weaknesses of the Articles of Confederation. When the central government couldn't put down the rebellion, the first stirrings of federalism began to gather strength.

The British, of course, did not recognize the Declaration and continued to send troops to contain the rebellion. The war continued until 1783, so the new government had to be put in place in a wartime atmosphere. The Articles of Confederation, a compact among the thirteen original states, was written in 1776 but not ratified by the states until 1781. The loose "league of friendship" that it created reflected the founders' reaction to the central authority of King George III.

The government gave most powers to the states, and the central government consisted only of a legislature. Above all, the colonists wanted to preserve their liberties, but the central governments' lack of power proved to be disastrous. It could not regulate trade or keep the states from circulating their own currency. No chief executive could make real decisions, and no national court could settle disputes among states. And perhaps most importantly, they could not efficiently conduct a war nor pay the debts incurred once the war was over.

Name two ways American citizens can participate in their democracy

The Declaration of Independence reflected many of the ideals that the signers believed in. Ideas such as life, liberty, and the pursuit of happiness were products of the Enlightenment.

By 1786 the new country was in serious economic straits, and states were quarreling over boundary lines and tariffs. An economic depression left not only states in trouble, but also many ordinary citizens, such as farmers and merchants, were deep in debt as well. Shays' Rebellion, a revolt by angry farmers in Massachusetts, symbolized the chaos in the country. Even though the Massachusetts militia finally put the rebellion down, it pointed out the inability of the central government to maintain law and order. In reaction, Alexander Hamilton of New York initiated the organization of a meeting in Philadelphia in 1787. This convention would eventually throw out the Articles of Confederation and draft the Constitution.

So the freedom that the American Revolution sought to preserve proved to create a government under the Articles of Confederation that could not keep law and order. But the failure of the initial experiment helped the founders to find a more perfect balance between liberty and order in the Constitution they produced in 1787.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

John Winthrop was the governor of the Massachusetts Bay Colony, one of the eight colonies governed by royal charter in the colonial period.

They created and nurtured them. Like children, the American colonies grew and flourished under British supervision. Like many adolescents, the colonies rebelled against their parent country by declaring independence. But the American democratic experiment did not begin in 1776. The colonies had been practicing limited forms of self-government since the early 1600s.

The great expanse of the Atlantic Ocean created a safe distance for American colonists to develop skills to govern themselves. Despite its efforts to control American trade, England could not possibly oversee the entire American coastline. Colonial merchants soon learned to operate outside British law. Finally, those who escaped religious persecution in England demanded the freedom to worship according to their faiths.

Colonial Governments

Each of the thirteen colonies had a charter, or written agreement between the colony and the king of England or Parliament. Charters of royal colonies provided for direct rule by the king. A colonial legislature was elected by property holding males. But governors were appointed by the king and had almost complete authority — in theory. The legislatures controlled the salary of the governor and often used this influence to keep the governors in line with colonial wishes. The first colonial legislature was the Virginia House of Burgesses, established in 1619.

Name two ways American citizens can participate in their democracy

The colonies along the eastern coast of North America were formed under different types of charter, but most developed representative democratic governments to rule their territories.

When the first Pilgrims voyaged to the New World, a bizarre twist of fate created a spirit of self-government. These Pilgrims of the Mayflower were bound for Virginia in 1620, but they got lost and instead landed at Plymouth in present-day Massachusetts. Since Plymouth did not lie within the boundaries of the Virginia colony, the Pilgrims had no official charter to govern them. So they drafted the Mayflower Compact, which in essence declared that they would rule themselves. Although Massachusetts eventually became a royal colony, the Pilgrims at Plymouth set a powerful precedent of making their own rules that later reflected itself in the town meetings that were held across colonial New England.

Name two ways American citizens can participate in their democracy

Trade and Taxation

Colonial economies operated under mercantilism, a system based on the belief that colonies existed in order to increase the mother country's wealth. England tried to regulate trade, and forbid colonies from trading with other European countries. England also maintained the right to tax the colonies. Both trade and taxation were difficult for England to control, and so an informal agreement emerged. England regulated trade but allowed colonists the right to levy their own taxes. Smugglers soon exploited the English inability to guard every port by secretly trading against Parliament's wishes.

Name two ways American citizens can participate in their democracy

A proprietary charter allowed the governor of the colony to rule with great power over his lands. In William Penn's Pennsylvania, that power was used to establish a land of religious tolerance.

This delicate agreement was put to test by the French and Indian War. The war was expensive, and from the British point of view, colonists should help pay for it, especially considering that England believed it was protecting the colonists from French and Indian threats. The new taxes levied by the Crown nevertheless horrified the colonists. British naval measures to arrest smugglers further incited American shippers. These actions served as stepping stones to the Revolution.

Religious Freedom

Religious freedom served as a major motivation for Europeans to venture to the American colonies. Puritans and Pilgrims in Massachusetts, Quakers in Pennsylvania, and Catholics in Maryland represented the growing religious diversity in the colonies. Rhode Island was founded as a colony of religious freedom in reaction to zealous Puritans. As a result, many different faiths coexisted in the colonies. This variety required an insistence on freedom of religion since the earliest days of British settlement.

So the colonial experience was one of absorbing British models of government, the economy, and religion. Over the course of about 150 years, American colonists practiced these rudimentary forms of self-government that eventually led to their decision to revolt against British rule. The democratic experiment of American self-rule was therefore not a sudden change brought about by the Declaration of Independence. By 1776, Americans had plenty of practice.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Sea travel expanded the horizons of many European nations and created prosperity and the conditions for the Enlightenment. In turn, the Enlightenment ideals of liberty, equality, and justice helped to create the conditions for the American Revolution and the subsequent Constitution.

Democracy was not created in a heartbeat. In a world where people were ruled by monarchs from above, the idea of self-government is entirely alien. Democracy takes practice and wisdom from experience.

The American colonies began developing a democratic tradition during their earliest stages of development. Over 150 years later, the colonists believed their experience was great enough to refuse to recognize the British king. The first decade was rocky. The American Revolution and the domestic instability that followed prompted a call for a new type of government with a constitution to guarantee liberty. The constitution drafted in the early days of the independent American republic has endured longer than any in human history.

Where did this democratic tradition truly begin? The ideas and practices that led to the development of the American democratic republic owe a debt to the ancient civilizations of Greece and Rome, the Protestant Reformation, and Gutenberg's printing press. But the Enlightenment of 17th-century Europe had the most immediate impact on the framers of the United States Constitution.

The Philosophes

Europeans of the 17th century no longer lived in the "darkness" of the Middle Ages. Ocean voyages had put them in touch with many world civilizations, and trade had created a prosperous middle class. The Protestant Reformation encouraged free thinkers to question the practices of the Catholic Church, and the printing press spread the new ideas relatively quickly and easily. The time was ripe for the philosophes, scholars who promoted democracy and justice through discussions of individual liberty and equality.

Name two ways American citizens can participate in their democracy

The ideas of 18th-century philosophes inspired the Founding Fathers to revolt against what they perceived as unfair British taxation. Washington Crossing the Delaware is one of the most famous depictions of the American Revolution.

One of the first philosophes was Thomas Hobbes, an Englishman who concluded in his famous book, Leviathan, that people are incapable of ruling themselves, primarily because humans are naturally self-centered and quarrelsome and need the iron fist of a strong leader. Later philosophes, like Voltaire, Montesquieu, and Rousseau were more optimistic about democracy. Their ideas encouraged the questioning of absolute monarchs, like the Bourbon family that ruled France. Montesquieu suggested a separation of powers into branches of government not unlike the system Americans would later adopt. They found eager students who later became the founders of the American government.

Name two ways American citizens can participate in their democracy

John Locke

The single most important influence that shaped the founding of the United States comes from John Locke, a 17th century Englishman who redefined the nature of government. Although he agreed with Hobbes regarding the self-interested nature of humans, he was much more optimistic about their ability to use reason to avoid tyranny. In his Second Treatise of Government, Locke identified the basis of a legitimate government. According to Locke, a ruler gains authority through the consent of the governed. The duty of that government is to protect the natural rights of the people, which Locke believed to include life, liberty, and property. If the government should fail to protect these rights, its citizens would have the right to overthrow that government. This idea deeply influenced Thomas Jefferson as he drafted the Declaration of Independence.

Important English Documents

Ironically, the English political system provided the grist for the revolt of its own American colonies. For many centuries English monarchs had allowed restrictions to be placed on their ultimate power. The Magna Carta, written in 1215, established the kernel of limited government, or the belief that the monarch's rule was not absolute. Although the document only forced King John to consult nobles before he made arbitrary decisions like passing taxes, the Magna Carta provided the basis for the later development of Parliament. Over the years, representative government led by a Prime Minister came to control and eventually replace the king as the real source of power in Britain.

Name two ways American citizens can participate in their democracy

The ideas of the French Enlightenment philosophes strongly influenced the American revolutionaries. French intellectuals met in salons like this one to exchange ideas and define their ideals such as liberty, equality, and justice.

The Petition of Right (1628) extended the rights of "commoners" to have a voice in the government. The English Bill of Rights (1688) guaranteed free elections and rights for citizens accused of crime. Although King George III still had some real power in 1776, Britain was already well along on the path of democracy by that time.

The foundations of American government lie squarely in the 17th and 18th century European Enlightenment. The American founders were well versed in the writings of the philosophes, whose ideas influenced the shaping of the new country. Thomas Jefferson, George Washington, James Madison, and others took the brave steps of creating a government based on the Enlightenment values of liberty, equality, and a new form of justice. More than 200 years later, that government is still intact.


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Name two ways American citizens can participate in their democracy

Liberty and equality.

These words represent basic values of democratic political systems, including that of the United States. Rule by absolute monarchs and emperors has often brought peace and order, but at the cost of personal freedoms. Democratic values support the belief that an orderly society can exist in which freedom is preserved. But order and freedom must be balanced.

Name two ways American citizens can participate in their democracy

In the early days of the French revolution, the members of the third estate agreed to stick together in the face of opposition from the king and nobles. The "Tennis Court Oath" became the first step towards representative democracy in France.

The Influence of the Enlightenment

The American government has its roots in the seventeenth and eighteenth century Enlightenment in Europe, a movement that questioned the traditional authority of the monarch to rule. What gives one person the right to rule another? Enlightenment philosophes answered the question by acknowledging the importance of establishing order. They were influenced by the chaos of medieval times, when a lack of centralized government brought widespread death and destruction. Havens from invaders and attackers were necessary for survival, so weaker people allied themselves with stronger ones, and kings came to rule who provided protection in return for work and allegiance from their subjects.

Name two ways American citizens can participate in their democracy

John Locke was the English philosopher who theorized that government was the manifestation of a general will of "the governed" that allowed the governed to change their governors at will. His book, Treatises on Civil Government, was very influential in the American revolution.

As order was established and new economic patterns emerged, people began to question the king's right to rule. For example, John Locke, an eighteenth century English philosopher, theorized that the right to rule came from the "consent of the governed." Montesquieu wrote with admiration about three "branches" of government that checked one another's power. Rousseau believed that communities were most justly governed by the "general will" or majority rule of their citizens. Though the philosophes believed that rulers were important for maintaining order, they questioned the sacrifice of individual freedom that they saw under European monarchs.

Name two ways American citizens can participate in their democracy

Two Kinds of Balance

Imagine a society in which everyone was perfectly free to do as he or she pleased. How long would it take for chaos to set in? Order implies a necessary loss of freedom if people are to survive. However, how far can order go? Democratic countries cherish individual freedom and generally believe that laws should not be repressive; a little order can be sacrificed in the name of liberty. So one kind of balance is between order and liberty.

Democratic societies also expect another kind of balance: a compromise between liberty and equality. Complete liberty logically leads to inequality. A strong or ambitious person might acquire more goods and property than another, and someone is bound to dominate. But the line has to be drawn before an individual seizes power that greatly restricts the liberties of others.

Name two ways American citizens can participate in their democracy

The ideals of the first French revolution also inspired the 1830 revolution in Paris. The ideas of "Liberty, Equality, and Fraternity" were immortalized in the three colors of the French flag. In Delacroix's painting, Liberty is seen leading the people toward these ideals.

Shouldn't governments help preserve some degree of equality for their citizens? But if they overemphasize equality, won't they restrict their citizens' liberty? For example, governments can bring about more equality by taxing rich citizens more than the poor, but if they carry their policies too far, won't they restrict the individual's freedom to strive for economic success? The balance between liberty and equality is an important cornerstone of democratic government.

In the late 18th century the Founders created the blueprints for the United States government in an effort to achieve these delicate balances — between liberty and order, and between liberty and equality. Their success is reflected in the continuing efforts to refine them. The formula has changed with time, but the framework provided by the Constitution and the values expressed by the Declaration of Independence remain the same.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

The ancient Romans had a working democracy for the early part of their history. The Forum in Rome is where political meetings and votes were held. The Forum can still be seen today, but most of its buildings are in ruins.

Nowhere is the word "democracy" mentioned in the Declaration of Independence or the U.S. Constitution. How could that be? Our government is a democracy!

Well, for one, as we'll discuss later, the Founders actually feared democratic rule. James Madison expressed this attitude in Federalist #10: "...instability, injustice, and confusion ...have in truth been the mortal disease under which popular governments everywhere perished..." In the late 18th-century, rule by the people was thought to lead to disorder and disruption. Yet a democratically-based government was seen as superior to the monarchies of Europe.

Name two ways American citizens can participate in their democracy

Democracies did not originate with the founding of the United States. The term "democracy" comes from two Greek words: "demos" (the people) and ""kratia" (power or authority). So of course democracy is a form of government that gives power to the people. But how, when, and to which people? The answer to those questions changes through history.

Name two ways American citizens can participate in their democracy

In present-day New England, many small towns hold town meetings in which issues important to the citizens are decided by vote. These meetings are one of the few instances of direct democracy that still operate today. These New Englanders check in at a town meeting.

Democracies are based on "rule of law." The ancient Greeks (particularly Aristotle) valued natural law, the notion that human societies should be governed by ethical principles found in nature. The Greeks are famous for practicing direct democracy, a system in which citizens meet to discuss all policy, and then make decisions by majority rule. However, only free males were considered to be citizens. So their democracy was certainly limited. Today direct democracy is practiced in New England town meetings, where all citizens of voting age meet to decide important political decisions.

But how could direct democracy work in a large, diverse population spread over a geographical distance? Generally, the answer has been that it can't. In its place, the American Founders put "indirect" or "representative" democracy. In this system, representatives are chosen by the people to make decisions for them. The representative body, then, becomes a manageable size for doing the business of government. The Founders preferred the term "republic" to "democracy" because it described a system they generally preferred: the interests of the peopled were represented by more knowledgeable or wealthier citizens who were responsible to those that elected them. Today we tend to use the terms "republic" and "democracy" interchangeably. A widespread criticism of representative democracy is that the representatives become the "elites" that seldom consult ordinary citizens, so even though they are elected, a truly representative government doesn't really exist.

Name two ways American citizens can participate in their democracy

Britain has had a representative democracy since the seventeenth century. Members of the British Parliament are elected from across Britain and represent the interests of their constituents to the government.

Another modern version of democracy is called "democratic centralism," a term made famous by Vladimir Ulyinov Lenin. As the leader of the Russian Revolution in 1917, he established a communist government that allowed no private property to exist. All members of society were theoretically equal. However, Lenin considered a small "vanguard of the revolution" necessary to guide the people and establish order. So a small group of leaders make decisions in the name of the people, based on their perceptions of what the people want and need.

Democracies have come in many shapes and sizes as reflected by the different answers to questions of how, when, and to which people power is given. And although it is not mentioned in the Declaration of Independence nor the Constitution, democracy clearly links to "rule of law" to form a basic principle that profoundly shapes American government.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Louis XIV, the King of France from 1643 until 1715, is the definition of an absolute monarch. His famous phrase, "I am the State," is an illustration of the power he wielded in France. Louis ruled through a mixture of fear and admiration, but in every case the law extended from himself.

"Off with his head!"

This is a favorite story line to show how cruel a king (or a sultan or emperor) can be. The rules in this type of government are pretty clear. Whatever the ruler says, goes. Of course, many people have had different ideas about how the ruler should govern, and those beliefs support totally different types of government. The rules shape the government's legitimacy, or the degree to which the people accept the authority of the government.

Rule by Man

Countries whose citizens are governed by the absolute decisions of the ruler have not necessarily been unhappy. A government whose king or queen rules justly and wisely may enjoy a great deal of legitimacy as long as the ruler's authority is accepted. Sometimes people may accept their leader because they are afraid of the consequences if they don't. In the words of Machiavelli, "It is better to be feared than loved." As long as the feared ruler is seen as bringing about prosperity or protecting the lives of his subjects, it is entirely possible that his people will be happy.

Name two ways American citizens can participate in their democracy

Niccolo Machiavelli wrote political works during the Renaissance. In The Prince, Machiavelli advised his audience that in a system of Rule by Man it was "better to be feared than loved."

An absolute ruler may be accepted because the people believe or accept the idea that God gave him/her the right to rule. This belief is known as divine right, which often has been associated with a monarchy, a form of government in which the power of the king or queen is hereditary. A similar idea legitimized the Chinese emperor, whose rule was threatened if his subjects perceived that he had lost the "mandate of heaven."

Rule by man can also take the shape of an oligarchy, or rule by a few elites whose right to rule is based on possession of wealth, social status, military position or achievement. A little more broadly based rule is by aristocracy (literally, "rule of the highest"), but if the type of government is "rule by man", their decisions are still arbitary and absolute.

Name two ways American citizens can participate in their democracy

Rule by Law

Rule by law exists in any political system in which those with power cannot make up all their own rules, but must follow an established code of law. In ancient times a Byzantine emperor established Justinian's Code, a set of laws named after him that lived on long after he died. We still follow parts of that code today. The Romans were also known for codifying laws, as was Napoleon, Emperor of France, many centuries later.

Name two ways American citizens can participate in their democracy

Napoleon revised the French laws into a single unified code, known as the Code Napoleon. Under the French Empire, the code was implemented throughout Europe. Napoleon is seen in this painting standing next to a copy of the Code written on a scroll.

Today most governments at least claim to be ruled by law. The most common indication is the existence of a written constitution, but the most important question to ask is whether or not the constitution actually is the "blueprint" that determines how and what policies are made. For example, Nigeria officially is a democracy with a written constitution that one dictator after another has ignored. On the other hand, Great Britain has never had a constitution as a single written document, but has for centuries been governed by law. For much of their history, the English had a limited monarchy, or a king or queen who has followed rule of law.

So whether a king can order "off with his head!" depends on the type of government that is accepted in his country. If he sets the rules (rule by man), or if the accepted outside rules allow (rule by law), the victim doesn't have a chance.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Albrecht Dürer was an artist who worked during the Thirty Years War. His work reflects the turmoil of the time. The invasions of the German area during the Thirty Years War were ended by the Treaty of Westphalia, which defined the nation-state and the concept of sovereignty.

Why do governments exist? One major reason is that they create rules. But what rules are necessary or desirable? That is open to question, and different types of governments have certainly created a wide variety of rules.

Governments almost certainly originated with the need to protect people from conflicts and to provide law and order. Why have conflicts among people happened throughout history? Many people, both famous and ordinary, have tried to answer that question. Perhaps human nature dictates selfishness, and people inevitably will come to blows over who gets what property or privilege. Or maybe, as Karl Marx explains, it is because the very idea of "property" makes people selfish and greedy.

Whatever the reasons, governments first evolved as people discovered that protection was easier if they stayed together in groups and if they all agreed that one (or some) in the group should have more power than others. This recognition is the basis of sovereignty, or the right of a group (later a country) to be free of outside interference.

Name two ways American citizens can participate in their democracy

Part of a government's function is to protect its citizens from outside attack. Ancient Chinese emperors constructed a "Great Wall" to defend the borders of their empire.

A country, then, needs to not only protect its citizens from one another, but it needs to organize to prevent outside attack. Sometimes they have built Great Walls and guarded them carefully from invaders. Other times they have led their followers to safe areas protected by high mountains, wide rivers, or vast deserts. Historically, they have raised armies, and the most successful ones have trained and armed special groups to defend the rest. Indeed in the twentieth century, governments have formed alliances and fought great world wars in the name of protection and order.

Name two ways American citizens can participate in their democracy

In more recent years, government responsibilities have extended to the economy and public service. An early principle of capitalism dictates that markets should be free from government control. But when economies spun out of control during the 1930s, and countries sank into great depressions, governments acted. The United States Congress created the Federal Reserve System in the early twentieth century to ward off inflation and monitor the value of the dollar. Franklin Roosevelt and his "Brain Trust" devised New Deal programs to shock the country into prosperity.

Name two ways American citizens can participate in their democracy

Governments become involved with the economic workings of their countries. In the 1930s, the Federal Reserve System began to take a role in helping the American economy prevent another depression by locating currency reserves at centralized banks.

Perhaps government responsibility to provide social programs to its citizens is the most controversial of all. In the United States the tradition began with the New Deal programs, many of which provided people with relief through jobs, payments, and food. During the 1960s President Lyndon Johnson unveiled his "Great Society" programs aimed at eliminating poverty in the entire country. Many European countries today provide national medical insurance and extensive welfare benefits. Many Americans criticize these programs as expensive ventures that destroy the individual's sense of responsibility for his/her own well being. So the debate over the proper role of government in providing for its people's general welfare is still alive and well today.

Though the rules and responsibilities vary greatly through time and place, governments must create them. Governments provide the parameters for everyday behavior for citizens, protect them from outside interference, and often provide for their well-being and happiness.


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Name two ways American citizens can participate in their democracy

Name two ways American citizens can participate in their democracy

Is government to be feared or loved? Thomas Hobbes set out to discover that in his book Leviathan, which spawned this famous title page that depicts government as a giant towering over the land. Is the king protecting or threatening his country?

Do you believe in government "by the people, for the people, and of the people"? Few Americans would say no, especially since these words spoken by Abraham Lincoln in his 1863 Gettysburg Address are firmly imbedded in the American political system. Yet governments over the centuries have not always accepted this belief in popularly elected rule.

Name two ways American citizens can participate in their democracy

Jacques-Louis David painted The Death of Socrates as a metaphor for the French government during the revolution. Socrates represents the revolutionaries that martyred themselves for their principles, while the Athenian government represents the corrupt French nobility.

Even in the modern United States many skeptics criticize government as being controlled by greedy, corrupt people who are only interested in lining their own pockets. So which view is correct? Is government an instrument of its citizens, an entity that represents and protects a beloved country, or an oppressive, self-serving monster that deserves no one's respect?

Name two ways American citizens can participate in their democracy

If we look to the past for an answer, we find comments like these:

"Behold my sons, with how little wisdom the world is governed." -Axel Oxenstiern (1583-1654)

"The government that governs least governs best." –Thomas Jefferson

Name two ways American citizens can participate in their democracy

Governments are everywhere. From the earliest tribe through the most recent nation to find its place on the map, government in some form has been necessary to ensure safety and order. In the 1600s, Rembrandt painted the government of the local clothmaker's guild.

The conflict, alive and well today, is solidly based in the past. Governments are sometimes idealized and often criticized. Yet virtually every society in history has had some form of government, either as simple as the established leadership of a band of prehistoric people, or as complex as the government of the United States today.

Do varying opinions of political power rise from the fact that some governments are good and others are bad? Does power corrupt leaders, or is it possible for them to administer governments fairly? The American political system is rooted in the ideal that a just government can exist, and that its citizens can experience a good measure of liberty and equality in their personal lives.

We will begin by considering reasons why governments exist, and some types of government including democracy, particularly as it is practiced in the modern United States.